← Corporate Tax Advisory

GAAR & BEPS
Anti-Avoidance Defense

Structures lacking demonstrable commercial substance are dismantled by the Indian Revenue under GAAR. We audit vulnerabilities, align group architectures with OECD BEPS action plans, and secure your global positions against hostile re-characterization.

Ideal for: Multinational Enterprises, Funds with Intermediate Holding Companies, and Complex Cross-Border JVs.

₹500+Cr
Cumulative Risk Assessed
100%
Tax Positions Defended
Zero
GAAR Re-characterizations

The Weaponization of 'Substance'

Under the General Anti-Avoidance Rules (GAAR), the burden is on the taxpayer to prove that obtaining a tax benefit was NOT the main purpose of an arrangement. The Department possesses extraordinary powers to re-characterize equity as debt, deny treaty benefits, and disregard corporate entities entirely.

Treaty Shopping & Conduits

Routing capital through zero-tax or treaty-friendly jurisdictions (e.g., Mauritius, Singapore) using shell entities that lack physical office space, local payroll, or real decision-making power.

Department Action: The holding entity is disregarded, and tax is assessed as if the ultimate parent invested directly.

Round-Tripping of Funds

Exporting Indian capital to an offshore holding company, only to bring it back as Foreign Direct Investment (FDI) to claim tax holidays, treaty exemptions, or obscure true shareholder identities.

Department Action: The transaction is mapped as a single domestic flow, attracting maximum penal taxation.

Artificial Asset Transfers

Transferring intangibles, brands, or highly appreciated intellectual property to low-tax jurisdictions right before a liquidity event or public listing to avoid Indian capital gains.

Department Action: The offshore transfer is deemed void, and Indian tax is levied on the entire exit value.

Disguised Dividends

Extracting profits from an Indian subsidiary not through declared dividends (which attract withholding tax), but via artificially inflated royalties, management fee cross-charges, or interest on aggressive debt instruments.

Department Action: Payments are re-characterized as dividends, disallowances are made, and heavy penalties are applied.

Anti-Avoidance Defensive Architecture

Substance Architecture

We subject your existing holding and transactional structures to 'The Principle Purpose Test'. We independently assess if your foreign intermediate entities hold sufficient local employees, office space, and independent directors.

BEPS Action Plan Alignment

Synchronizing your operational reality with OECD BEPS mandates. We ensure that your taxable profits are aligned linearly with where actual value creation (functions, assets, risks) occurs across the multinational group.

Commercial Purpose Documentation

Writing the definitive 'Defense File'. We build robust, contemporaneous evidentiary trails proving the non-tax commercial reasons for every acquisition, capital structure, and significant cross-border lease.

Case Study

Restructuring a Vulnerable Holding Pattern

Client Profile

  • • United Kingdom-based Parent Entity
  • • Mauritius Intermediate Holding Company (IHC)
  • • India Operating Subsidiary (₹180 Cr turnover)
  • • Annual dividend repatriation: ₹45 Cr

Discovered GAAR Trigger

  • • The Mauritian IHC had zero local employees and operated via a corporate service provider.
  • • The entire ₹45 Cr dividend flow was claimed at a concessional treaty rate.
  • • Post the MLI and GAAR introduction, this structure was a textbook "impermissible avoidance arrangement."

Our Execution

  • • Dissolved the non-substantive Mauritian IHC before assessment proceedings initiated.
  • • Navigated complex grandfathering provisions to minimize capital gains upon dissolution.
  • • Restructured the holding directly from the UK Parent, leveraging the UK-India treaty (5% dividend tax).
₹45 Cr
Risk Extinguished
5%
Optimized Treaty Rate
Zero
Active Scrutiny
6 Months
Complete Reorganization

"Our legacy Mauritius holding structure was a ticking time bomb under the new GAAR regime. Sami's team conducted a ruthless vulnerability audit, tore down the exposed entities, and rebuilt a clean, highly defensible architecture that still preserved exceptional tax efficiency."

— General Counsel, UK Industrial Group

Questions & Answers

Anti-Avoidance Directives

Clarity on Impermissible Avoidance Arrangements, Grandfathering, and the hierarchy of Tax Law.

An arrangement is an IAA if its main purpose is obtaining a tax benefit AND it satisfies at least one of four tainted tests:

  • Arm's Length Violation: Creates rights/obligations not ordinarily created between persons dealing at arm's length.
  • Abuse of Law: Results in misuse or abuse of the provisions of the tax law.
  • Lacks Commercial Substance: Accommodating parties, round-tripping, or elements that cancel each other out.
  • Non-Bona Fide: Entered into or carried out by means not ordinarily employed for bona fide purposes.

Safe Harbor: GAAR does not apply if the tax benefit from the arrangement to all parties combined is ₹3 Crores or less in a financial year.

Investments made prior to April 1, 2017, are generally protected from GAAR re-characterization.

The Caveat:

While the 'income from transfer' (capital gains) of these pre-2017 investments is grandfathered, dividend income or interest flowing from these same grandfathered assets post-2017 CAN still be scrutinized under GAAR if the overarching structure is deemed an avoidance arrangement.

Yes. SAAR and GAAR are not mutually exclusive in India.

Even if your intercompany transactions satisfy Transfer Pricing (SAAR) regulations, the Revenue Department can invoke GAAR if the underlying entity or arrangement itself lacks commercial substance and was created primarily to secure a tax advantage (e.g., routing the TP-compliant transaction through a tax haven shell).

Sami Tax structures must pass both levels: numerical arm's length (SAAR) and structural commercial purpose (GAAR).

Preempt the Scrutiny

The Revenue Department no longer needs to prove fraud to dismantle your tax structure; they only need to prove a lack of commercial substance. Test your exposure today.